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Employment Case Law
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"Burden of Proof"
Igen v Wong 2005 ICR 337
The Court of Appeal set out 13 practical guidance points as to how the "shifting
of the burden of proof" rules in discrimination cases should be applied.
In practice, these 'guidance points' are to apply a two stage test
from which (a) the employee has to prove facts from which the
conclusion could be drawn that the employer has committed an unlawful act
of discrimination - (b) If the employee has proved facts from which conclusions
could be drawn that the employer has treated the employee "less favourably",
then the burden of proof shifts to the employer
that the treatment was in no sense on the grounds of a
protected characteristic.
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"Disability Discrimination"
Archibald v Fife Council [2004] IRLR 651
HL
An employer has a positive duty to make reasonable adjustments for the benefit
of an employee who by reason of disability has become incapable of doing
the job for which he or she is employed if he or she could do another job
within the same organisation.
Mid Staffordshire General Hospitals NHS Trust v Cambridge [2003] IRLR 567 It was established that a statutory duty to make reasonable adjustments includes a duty to carry out a proper assessment of the employee’s condition. A failure to carry out a proper assessment can itself amount to a breach, even if there are no adjustments that can reasonably be made for the employee.
Eastern and Coastal Kent PCT v Grey (IDS
875)
The duty to make adjustments does not apply if the employer does not know,
and could not be reasonably expected to know, that the employee has a disability
and is likely to be placed at a substantial disadvantage.
Nottingham County Council v Meikle (2004 IRLR 703
CA)
For an employee to win a constructive dismissal case, it is not necessary
that the repudiatory breach of contract by the employer of which the employee
complains about should be the sole cause of the resignation. An employer's
failure to make reasonable adjustments to accommodate a disabled employee
as required by the Equality Act 2010 can amount to a serious breach of the
implied contractual term of trust and confidence, and give the employee the
right to resign and claim constructive dismissal. The
duty to make reasonable adjustments can include a duty to consider paying
employees' full pay during sickness absence regardless of their contractual
sick pay entitlements.
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"Workplace Danger"
Harvest Press Ltd v McCaffrey. (EAT). (1999)IRLR
778
The EAT upheld the Tribunal's decision saying that the words in the statute
(ERA 1996 S.100) "are quite general" and that a "danger" could
cover "dangers" caused by the behaviour of other employees.
The EAT gave other examples where co-workers' behaviour could give rise to
"danger".
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"Workplace Violence"
Cook v Bradford Community Health NHS Trust, CA, 23 October
2002 [2002] EWCA Civ 1616
The employer had a duty not to place Ms. Cook unnecessarily
in a position where there is a risk of foreseeable danger.
R v Merseycare NHS Trust,Ormskirk MC, 5 September 2002
Mersey Care NHS Trust was found guilty of breaching the Health and Safety
at Work Act 1974 due to it failure to carry out sufficient procedural
checks.
Keys v Shoe Fayre Ltd [1978] IRLR 476
Ms. Keys was asked to take money to the bank, but was worried about being
mugged as there had been a number of muggings in the vicinity. She refused
to go to the bank and was sacked. It was held that the employer had failed
in its obligation of trust and support:, viz: Ms. Keys concerns had
not been taken seriously neither had alternative methods of getting the money
to the bank been explored. This amounted to a breach of contract.
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"Work-Related Stress"
Walker v. Northumberland County Council (1995)
This case established the precedent that an employer can be held liable for
mental injury to an employee caused by work-related stress. This judgement
underlined the employer’s duty of care to provide safe systems of work in
respect of occupational stress as well as other hazards, and to take steps
to protect employees from foreseeable risks to mental health.
Spring v Guardian Assurance Plc
(1994) 2 All ER 129
"The changes which have taken place in the employer-employee relationship,
with far greater duties imposed on the employer than in the past, whether
by statute or by judicial decision, to care for the physical, financial and
even psychological welfare of its employees".
Dickens v O2 PLC 2008
A very important case, where workplace stress led to the
triggering of an employees disability. The Claimant, Ms Dickins,
was employed as a secretary. She had informed O2 on a number of occasions
that she needed help with her work and was exhausted. Ms Dickens asked for
a less stressful job and was told to wait for 3 months. Ms Dickens requested
a “sabbatical” and told her manager, in effect, that she was at the end of
her tether. Despite repeated request, still, nothing was done. As a consequence,
Ms Dickens was signed off work for "anxiety and depression" (recognised
disabilities) and her employment was terminated. Ms Dickens brought a claim
in the County Court for psychiatric injury, negligently caused by
excessive stress and was awarded damages in excess of £100,000.
The court held their was a "reasonably foreseeable risk of harm" to Ms Dickens. Ms Dickens had expressed and exhibited "signs of impending harm to health". The signs were plain enough for O2 to have realised that Ms Dickens would “go over the edge” due to stress, and suffer an "injury to health" unless O2 took appropriate action to alleviate the stress. The Court of Appeal held that an employer's short-term counselling service could not have reduced the risk of a breakdown, since it did not reduce her workload - the cause of the stress.
The Court of Appeal held that where there is an obvious "risk of harm" to an employee’s health, or that the employee may be harmed by stress at work, the employer needs to get to the "root cause" of the employee’s stress, and manage the situation to remedy stress at work. Further, employers have to have an adequate stress and bullying policy and, most importantly, to train managers to recognise stress, to identify symptoms, and how to act appropriately when symptoms are identified.
Intel Incorporation (UK) Ltd v Daw, Court of Appeal
2007
Mrs Daw suffered a breakdown "caused" by chronic depression (disability)
arising from her 'excessive workload'. She issued proceedings against her
employer for damages for personal injury arising from the employer's negligence,
"breach of statutory duty" and "duty of care". Mrs Daw had complained about
her workload in e-mails, and was found in tears by one of her line managers,
no urgent action plan was put in place immediately to reduce her workload.
The Court of Appeal held that an employer's short-term counselling service
could not have reduced the risk of a breakdown, since it did not reduce her
workload - the cause of the stress. At best, such a service could only have
advised the employee to see her own doctor. This was insufficient to discharge
the employer's duty to provide a "safe working environment". While it recognised
that Intel could not have reasonably foreseen Daw's breakdown in health by
virtue of her medical history, this was not considered to be relevant.
The Court of Appeal has made it clear that where an employee is experiencing stress relating to excessive workloads, a failure by management to combat work-related stress - when made known to it - is likely to lead to a finding that the employer has failed to discharge its "duty of care owed" to its employees. The court also accepted that the employer did not have prior knowledge that the employee was susceptible to work-related depression. But despite this lack of knowledge, the employer was still held liable, because it was aware of Daw's excessive workload. Employers must put measures in place to reduce workloads when receiving grievances from staff who cannot cope. Otherwise, the employer will risk paying considerable damages in claims for personal injury caused by the working environment. Mrs Daw was awarded £114,764 + interest whilst awaiting the Court of Appeals decision.
Hatton v Sutherland [2002] EWCA Civ 76
Barber v. Somerset County Council [2004]
It was decided that an employee can withstand normal job pressures (unless
the employer knows of a particular problem or vulnerability). If an employee
does not complain about stress and bring it to the attention of the employer,
the employee is unlikely to succeed in a claim for damages. However, the
House of Lords put increased emphasis on the duty of employers to be on the
look out for signs of stress in their employees, and to keep themselves abreast
of developing knowledge of occupational stress and protective measures which
can be taken to alleviate it, viz: (duty of care).
.
"Mutual Trust and Confidence"
Courtaulds Northern Textiles Ltd v Andrew (1979) IRLR
84.
Two types of conduct relating to a "breach" of the "mutual trust and confidence":
(a) conduct likely to undermine the trust and confidence required if the
employment relationship were to continue, and (b) conduct which itself amounted
to a repudiatory breach entitling the employee to resign. Conduct amounting
to a breach of the implied term would inevitably mean that there had been
a fundamental or repudiatory breach.
Morrow v Safeway Stores [2002] IRLR
9
The EAT holds that any breach of the implied duty of trust and confidence
will inevitably be repudiatory, entitling the employee to resign and claim
constructive dismissal.
Horkulak v Cantor Fitzgerald International [2004] IRLR
942
The Court of Appeal held that threatening to dismiss an employee as to intimidate
them, amounted a breach of mutual trust and confidence. The Courts have held
that the public reprimand of an employee in a manner accepted by the
court as "humiliating" would amount to a breach of the duty of mutual
trust and confidence.
Western Excavating (ECC) Ltd v Sharp [1978] ICR
221)
It is an implied term in every contract of employment that the employer "will
not, without reasonable and proper cause, conduct himself in a manner calculated
or likely to destroy or seriously damage the relationship of confidence and
trust between the parties"
Malik v BCCI 1997 IRLR
An employer shall not, without reasonable and proper cause, conduct itself
in a manner calculated and likely to destroy or seriously damage the relationship
of confidence and trust between employer and employee.
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"A Fair Grievance Procedure"
Wigan Borough Council v Davies
[1979] ICR 411
An implied term in contracts of employment is that the employer will provide
reasonable support to ensure that the employee can carry out his/her duties
without harassment or disruption by fellow workers; and where an employer
has an obligation to take reasonable steps to achieve something and takes
few or no steps, the onus of proving what steps would have been reasonable
is on the employer.
Bracebridge Engineering Ltd v Darby [1990] IRLR 3
EAT
A failure to seriously consider a genuine grievance, or to operate an ineffective
grievance procedure could be grounds for constructive dismissal.
Goolds v MccOnnell [1995] IRLR
516
The duty to reasonably and promptly afford an opportunity to employees to
obtain redress of any grievance they may have.
Spink -v- Express Foods Limited [1990] IRLR
320
"It is a fundamental part of a fair disciplinary procedure that an employee
know the case against him. Fairness requires that someone accused should
know the case to be met; should hear or be told the important parts of the
evidence in support of that case; should have an opportunity to criticise
or dispute that evidence and to adduce his own evidence and argue his
case."
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"Sex Harassment - Sexual Harassment - Sex Discrimination"
Bracebridge Engineering Ltd v Darby [1990] IRLR 3
EAT
A single act of harassment if it is sufficiently serious will be unlawful
discrimination.
Canniffe v East Riding of Yorkshire Council [2000] IRLR
555, EAT
The existence of an employer's formal policy against sex harassment is not
necessarily enough on its own to amount to an adequate defence against a
sex discrimination claim by an employee arising from sex harassment. To havea
valid defence, an employer must prove that it took such steps as were
reasonably practicable to prevent the employee from doing the sex discriminatory
act. Therefore if the employer has not taken such steps, it cannot escape
liability by showing that the discriminatory act would have taken place even
if it had taken them.
Beadles Group Ltd v Angelica
Graham
The employer had no written policy on either sex discrimination/harassment,
or equal opportunities, and did not provide training or advice to ordinary
employees about sexual harassment, or warn them against it. Ms Graham was
awarded £180,000
Reed v Steadman [1999] IRLR
299
The Employment Appeal Tribunal held that, in relation to sexual harassment,
the issue is whether "the words or conduct [are] unwelcome to the victim
and it is for her to decide what is acceptable or offensive. The question
is not what (objectively) the employer/tribunal would or would not find
offensive."
Fletcher and Steele v Cannon Hygiene
Ltd
A failure by an employer to separate two women from their female harasser
amounted to harassment. The employer failed to take sufficient steps to protect
them from further sex harassment. This case takes
into account the European Commission Code of Practice on Sex Harassment 1991
to separate the victim from the alleged harasser.
Insitu Cleaning Co Ltd v Heads [1995] IRLR
4
The EAT held that a 'sexual remark' was discriminatory. Mrs. Heads
was greeted in a meeting by the words "Hiya, big tits". She found the remark
"very embarrassing" and "distressing". The tribunal found that the remark
was sufficiently serious to constitute a "detriment" for which
her employer's were "vicariously liable".
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"Vicarious Liability"
Waters (A.P.) v. Commissioner of Police For The Metropolis
[2000] 1 WLR 1607; [2000] UKHL 50; [2000] IRLR
720
"If an employer knows that acts being done by employees during their
employment may cause physical or mental harm to a particular fellow employee
and he does nothing to supervise or prevent such acts, when it is in his
power to do so, it is clearly arguable that he may be in breach of his duty
to that employee. It seems to me that he may also be in breach of that duty
if he can foresee that such acts may happen and, if they do, that physical
or mental harm may be caused to an individual."
Hilton International Hotels (UK) v Protopapa [1990]
IRLR 316
"If the supervisory employee is doing what he or she is employed by the employer
to do and in the course of doing it he or she behaves in a way which, if
done by the employer, would constitute a fundamental breach of contract between
the employer and the applicant, then in our judgement, the employer is bound
by the supervisory employee's misdeed."
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"Race Discrimination"
Jones v Tower Boot Co Ltd [1997] IRLR 168
CA
In Jones v Tower Boot Co Ltd, the Court of Appeal holds that the words "in
the course of employment" in the Race Relations Act should be interpreted
in the sense in which they are employed in everyday speech, and not restrictively
by reference to the principles laid down by case law for establishing an
employer's liability for the torts committed by an employee during the course
of his or her employment. The employer is liable for all discriminatory acts
by employees' in the course of their employment.
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"Risk Assessments"
Collins v First Quench Retailing Ltd, 31 January 2003,Court
of Session, [2003] GWD126
Mrs Collins successfully sued her employer (off licence) for £179,000
on the basis that her employer was at fault for failing to provide her with
adequate protection from an attack under Regulation 3 of the Management of
Health and Safety at Work Regulations 1999, whereas employers are required
to carry out risk assessments of hazards in the workplace.
Day v Pickles Farms Ltd [1999] IRLR
217
Employers must pay attention to the obligation to carry out health and safety
risk assessments in respect of young women of child bearing age, and not
just those who are pregnant.
Madarassy v Nomura International Plc [2007] EWCA Civ
33, [2007] All ER (D) 226 (Jan)
The EAT and the Court of Appeal qualified this by holding that no duty
arises under regulation 16 of the (MHSWR 1999) unless it is established
'in evidence' that there is a potential risk of "danger" to health and safety
in the specific working conditions.
O’Neill v Buckinghamshire County Court -
[2010] All ER (D) 19
(Jan)
The Employment Appeal Tribunal held that there will be no automatic right
for new and expectant mothers to be risk assessed in their workplaces, unless
the employee can 'demonstrate' that their work poses a "risk of harm"
to their (or unborn child/s) "health and safety". The "nature and extent"
of the expectant mother's work, ought to be taken into consideration,
insofar that she is not subjected to a "detriment" which could give rise
to her making a claim in the Tribunal.
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"Support"
Whitbread plc t/a Thresher v Gullyes 1.7.94 EAT
478/92
The employer was found to be in fundamental breach of the implied term that
the employer should not act so as to prevent the employee from being able
to carry out her part of the contract.
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"Last Staw"
Abbey National plc v Robinson 20.11.2000 EAT
743/99
It is not relevant that the employee has waived an earlier incident that
in itself constitutes a repudiatory breach.
Lewis v Motorworld Garages Ltd [1085] IRLR
465
A series of acts may cumulatively amount to a repudiatory
breach of the implied duty of trust and confidence, notwithstanding the fact
that some of the incidents making up the course of conduct are not sufficiently
serious in themselves to establish a repudiatory breach in their own right.
Arthur v London Eastern Railway Ltd t/a One Stansted
Express [2006] EWCA Civ 1358, Court of Appeal on 25th October 2006, reported
at [2007] IRLR 58.
1.It is possible in appropriate circumstances for a series
of detrimental acts or omissions, some within and others outside the three
month limitation period specified by Employment Rights Act 1996 s.48, to
be treated as a single continuing act so that a particular act or action
occurring within the three month period may be treated as happening on the
last day on which the continuing act occurred.
2.In order to determine whether the acts are part of a series some evidence is needed to determine what link, if any, there is between the acts in the 3 month period and those before the start of the 3 month period.
Matuszowicz v Kingson upon Hull City Council, [2009]
EWCA Civ 22, Court of Appeal on 10th February 2009 reported at [2009] ICR
1170 (also at [2009] IRLR 288)
Continuing omissions are deemed to be acts committed at a notional moment
and must therefore be eliminated from the computation of time for purposes
of deciding whether a DDA claim is within time.
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"Whistle-Blowing"
Virgo Fidelis School v Boyle [2004] IRLR
268).
In Virgo Fidelis School v Boyle [2004] IRLR 268 EAT, the Employment Appeal
Tribunal held that awards of compensation for injury to feelings in
whistleblowing cases should be based on the guidelines set out by the Court
of Appeal in Vento v Chief Constable of West Yorkshire Police [2003] IRLR
102 for race and sex discrimination cases.
Miklaszewicz v Stolt Offshore Ltd [2002] IRLR
344
An employment tribunal had jurisdiction to consider a complaint by an employee
that he had been unfairly dismissed for making a "protected disclosure" about
his employer to the Inland Revenue. Notwithstanding, the relevant disclosure
was made in 1993, six years before the provisions of the Public Interest
Disclosure Act 1998 ("the PIDA") came into force. NB: It is the date from
which the employer subjects the employee to "detriment treatment" - and not
the date the protected disclosure was actually made.
Parkins v SODEXHO Ltd [2002] IRLR
109
The EAT held that a protected disclosure for the purposes of s.43B Employment
Rights Act 1996 can relate to a breach of the employee's own contract of
employment.
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www.formalgrievanceletter.co.uk - how to write a letter of grievance to your employer to enter the grievance procedure, due to workplace stress, work harassment or discrimination in the workplace. www.formalgrievanceletter.co.uk contains a free letter of grievance, and grievance letter templates, examples and samples of grievance letters.
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